-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DrEVnqJhjaQKd9GtJyPEkWKRvQEcGymCs9wz8lCh76PHufh3wXr6yCoY+MTltTW9 /Y0YugZu0TZbDj1h2E0g3w== 0001072613-01-500209.txt : 20010223 0001072613-01-500209.hdr.sgml : 20010223 ACCESSION NUMBER: 0001072613-01-500209 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: ARTHUR J. MARKS GROUP MEMBERS: C. RICHARD KRAMLICH GROUP MEMBERS: CHARLES W. NEWHALL, III GROUP MEMBERS: JOHN M. NEHRA GROUP MEMBERS: MARK W. PERRY GROUP MEMBERS: NANCY L. DORMAN GROUP MEMBERS: NEA GENERAL PARTNERS, LP GROUP MEMBERS: NEA PARTNERS VII, LP GROUP MEMBERS: NEA PRESIDENTS' FUND, LP GROUP MEMBERS: NEW ENTERPRISE ASSOCIATES VII LP GROUP MEMBERS: PETER J. BARRIS GROUP MEMBERS: PETER T. MORRIS GROUP MEMBERS: RONALD H. KASE GROUP MEMBERS: THOMAS C. MCCONNELL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PACKETEER INC CENTRAL INDEX KEY: 0001011344 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 770420107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-57967 FILM NUMBER: 1539436 BUSINESS ADDRESS: STREET 1: 10495 NORTH DE ANZA BLVD CITY: CUPERTINO STATE: CA ZIP: 95014-2028 BUSINESS PHONE: 4088734400 MAIL ADDRESS: STREET 1: 10495 N. DE ANZA BLVD CITY: CUPERTINO STATE: CA ZIP: 95014-2028 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENTERPRISE ASSOCIATES VII LP CENTRAL INDEX KEY: 0001062475 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 521989073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1119 ST PAUL ST CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410244-0115 MAIL ADDRESS: STREET 2: 1119 ST PAUL ST CITY: BALTIMORE STATE: MD ZIP: 21202 SC 13G/A 1 sc13ga_10551f.txt SCHEDULE 13G - AMENDMENT #1 - ------------------- ------------------- CUSIP NO. 695210104 13G PAGE 1 OF 11 PAGES - ------------------- ------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* Packeteer, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 695210104 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 11 pages - ------------------- ------------------- CUSIP NO. 695210104 13G PAGE 2 OF 11 PAGES - ------------------- ------------------- ITEM 1(A). NAME OF ISSUER: -------------- Packeteer, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ----------------------------------------------- 10495 N. DeAnza Boulevard, Cupertino, CA 95014. ITEM 2(A). NAMES OF PERSONS FILING: ----------------------- New Enterprise Associates VII, Limited Partnership ("NEA VII") and NEA Presidents' Fund, L.P. ("Presidents") (collectively, the "Funds"); NEA Partners VII, Limited Partnership ("NEA Partners VII"), which is the sole general partner of NEA VII, and NEA General Partners, L.P. ("Presidents Partners"), which is the sole general partner of Presidents (collectively, the "GPLPs"); and Peter J. Barris ("Barris"), Nancy L. Dorman ("Dorman"), Ronald H. Kase ("Kase"), C. Richard Kramlich ("Kramlich"), Arthur J. Marks ("Marks"), Thomas C. McConnell ("McConnell"), Peter T. Morris ("Morris"), John M. Nehra ("Nehra"), Charles W. Newhall III ("Newhall"), and Mark W. Perry ("Perry") (collectively, the "General Partners"). All of the General Partners are individual general partners of NEA Partners VII. All of the General Partners except Morris are individual general partners of Presidents Partners. The persons named in this paragraph are referred to individually herein as a "Reporting Person" and collectively as the "Reporting Persons." ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: ----------------------------------------------------------- The address of the principal business office of NEA VII, NEA Partners VII, Presidents, Presidents Partners, Dorman, Marks, Morris, Nehra, Newhall and Perry is New Enterprise Associates, 1119 St. Paul Street, Baltimore, Maryland 21202. The address of the principal business office of Kase, Kramlich and McConnell is New Enterprise Associates, 2490 Sand Hill Road, Menlo Park, California 94025. The address of the principal business office of Barris is New Enterprise Associates, One Freedom Square, 11951 Freedom Drive, Suite 1240, Reston, Virginia 20190. ITEM 4. OWNERSHIP. --------- Not applicable. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. -------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. --------------------------------------------------------------- Each Reporting Person has ceased to own beneficially more than five percent (5%) of the outstanding Common Stock of Packeteer, Inc. Page 2 of 11 pages - ------------------- ------------------- CUSIP NO. 695210104 13G PAGE 3 OF 11 PAGES - ------------------- ------------------- SIGNATURE --------- After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 12th, 2001 NEW ENTERPRISE ASSOCIATES VII, LIMITED PARTNERSHIP By: NEA PARTNERS VII, LIMITED PARTNERSHIP By: * ------------------------------------- Charles W. Newhall III General Partner NEA PARTNERS VII, LIMITED PARTNERSHIP By: * ------------------------------------------ Charles W. Newhall III General Partner NEA PRESIDENTS' FUND, L.P. By: NEA GENERAL PARTNERS, L.P. By: * ------------------------------------------ Charles W. Newhall III General Partner NEA GENERAL PARTNERS, L.P. By: * ------------------------------------------ Charles W. Newhall III General Partner * - ------------------------------------- Peter J. Barris * - ------------------------------------- Ronald H. Kase * - ------------------------------------- C. Richard Kramlich Page 3 of 11 pages - ------------------- ------------------- CUSIP NO. 695210104 13G PAGE 4 OF 11 PAGES - ------------------- ------------------- * - ------------------------------------- Arthur J. Marks * - ------------------------------------- Thomas C. McConnell * - ------------------------------------- Peter T. Morris * - ------------------------------------- John M. Nehra * - ------------------------------------- Charles W. Newhall III * - ------------------------------------- Mark W. Perry By: /s/ Nancy L. Dorman ---------------------------------- Nancy L. Dorman, in her individual capacity and as Attorney-in-Fact - -------------------------------------------------------------------------------- This Schedule 13G was executed by Nancy L. Dorman pursuant to Powers of Attorney filed with the Securities and Exchange Commission on February 13, 1992 in connection with a Schedule 13G for Advanced Interventional Systems Inc., on February 13, 1995 in connection with a Schedule 13G for Acuity Imaging, Inc., and on February 16, 1999 in connection with a Schedule 13G for Applied Imaging Corp., which Powers of Attorney are incorporated herein by reference and copies of which are attached hereto as Exhibit 2. Page 4 of 11 pages - ------------------- ------------------- CUSIP NO. 695210104 13G PAGE 5 OF 11 PAGES - ------------------- ------------------- Exhibit 1 --------- AGREEMENT Pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of Packeteer, Inc. EXECUTED this 12th day of February, 2001. NEW ENTERPRISE ASSOCIATES VII, LIMITED PARTNERSHIP By: NEA PARTNERS VII, LIMITED PARTNERSHIP By: * ------------------------------------- Charles W. Newhall III General Partner NEA PARTNERS VII, LIMITED PARTNERSHIP By: * ------------------------------------------ Charles W. Newhall III General Partner NEA PRESIDENTS' FUND, L.P. By: NEA GENERAL PARTNERS, L.P. By: * ------------------------------------------ Charles W. Newhall III General Partner NEA GENERAL PARTNERS, L.P. By: * ------------------------------------------ Charles W. Newhall III General Partner * - ------------------------------------- Peter J. Barris * - ------------------------------------- Ronald H. Kase Page 5 of 11 pages - ------------------- ------------------- CUSIP NO. 695210104 13G PAGE 6 OF 11 PAGES - ------------------- ------------------- * - ------------------------------------- C. Richard Kramlich * - ------------------------------------- Arthur J. Marks * - ------------------------------------- Thomas C. McConnell * - ------------------------------------- Peter T. Morris * - ------------------------------------- John M. Nehra * - ------------------------------------- Charles W. Newhall III * - ------------------------------------- Mark W. Perry By: /s/ Nancy L. Dorman ----------------------------------- Nancy L. Dorman, in her individual capacity and as Attorney-in-Fact - -------------------------------------------------------------------------------- This Schedule 13G was executed by Nancy L. Dorman pursuant to Powers of Attorney filed with the Securities and Exchange Commission on February 13, 1992 in connection with a Schedule 13G for Advanced Interventional Systems Inc., on February 13, 1995 in connection with a Schedule 13G for Acuity Imaging, Inc., and on February 16, 1999 in connection with a Schedule 13G for Applied Imaging Corp., which Powers of Attorney are incorporated herein by reference and copies of which are attached hereto as Exhibit 2. Page 6 of 11 pages - ------------------- ------------------- CUSIP NO. 695210104 13G PAGE 7 OF 11 PAGES - ------------------- ------------------- Exhibit 2 --------- POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Nancy L. Dorman and Charles W. Newhall III, and each of them, with full power to act without the other, his true and lawful attorney-in-fact, with full power of substitution, to sign any and all instruments, certificates and documents that may be necessary, desirable or appropriate to be executed on behalf of himself as an individual or in his capacity as a general partner of any partnership, pursuant to section 13 or 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the By-laws of the National Association of Securities Dealers, Inc., granting unto said attorney-in-fact full power and authority to do and perform each and every act and thing necessary, desirable or appropriate, fully to all intents and purposes as he might or could do in person, thereby ratifying and confirming all that said attorney-in-fact, or his substitutes, may lawfully do or cause to be done by virtue hereof. IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 23rd day of April, 1991. /s/ Raymond L. Bank --------------------------------- Raymond L. Bank /s/ Thomas R. Baruch --------------------------------- Thomas R. Baruch /s/ Cornelius C. Bond, Jr. --------------------------------- Cornelius C. Bond, Jr. /s/ Frank A. Bonsal, Jr. --------------------------------- Frank A. Bonsal, Jr. /s/ James A. Cole --------------------------------- James A. Cole Page 7 of 11 pages - ------------------- ------------------- CUSIP NO. 695210104 13G PAGE 8 OF 11 PAGES - ------------------- ------------------- /s/ Nancy L. Dorman --------------------------------- Nancy L. Dorman /s/ Neal M. Douglas --------------------------------- Neal M. Douglas /s/ John W. Glynn, Jr. --------------------------------- John W. Glynn, Jr. /s/ Curran W. Harvey --------------------------------- Curran W. Harvey /s/ Ronald Kase --------------------------------- Ronald Kase /s/ C. Richard Kramlich --------------------------------- C. Richard Kramlich /s/ Robert F. Kuhling --------------------------------- Robert F. Kuhling /s/ Arthur J. Marks --------------------------------- Arthur J. Marks /s/ Thomas C. McConnell --------------------------------- Thomas C. McConnell /s/ Donald L. Murfin --------------------------------- Donald L. Murfin /s/ H. Leland Murphy --------------------------------- H. Leland Murphy Page 8 of 11 pages - ------------------- ------------------- CUSIP NO. 695210104 13G PAGE 9 OF 11 PAGES - ------------------- ------------------- /s/ John M. Nehra --------------------------------- John M. Nehra /s/ Charles W. Newhall III --------------------------------- Charles W. Newhall III /s/ Terry L. Opdendyk --------------------------------- Terry L. Opdendyk /s/ Barbara J. Perrier --------------------------------- Barbara J. Perrier /s/ C. Vincent Prothro --------------------------------- C. Vincent Prothro /s/ C. Woodrow Rea, Jr. --------------------------------- C. Woodrow Rea, Jr. /s/ Howard D. Wolfe, Jr. --------------------------------- Howard D. Wolfe, Jr. /s/ Nora M. Zietz --------------------------------- Nora M. Zietz Page 9 of 11 pages - ------------------- ------------------- CUSIP NO. 695210104 13G PAGE 10 OF 11 PAGES - ------------------- ------------------- POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Nancy L. Dorman and Charles W. Newhall III, and each of them, with full power to act without the other, his true and lawful attorney-in-fact, with full power of substitution, to sign any and all instruments, certificates and documents that may be necessary, desirable or appropriate to be executed on behalf of himself as an individual or in his capacity as a general partner of any partnership, pursuant to section 13 or 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the By-laws of the National Association of Securities Dealers, Inc., granting unto said attorney-in-fact full power and authority to do and perform each and every act and thing necessary, desirable or appropriate, fully to all intents and purposes as he might or could do in person, thereby ratifying and confirming all that said attorney-in-fact, or his substitutes, may lawfully do or cause to be done by virtue hereof. IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 1st day of January, 1994. /s/ Peter J. Barris --------------------------------- Peter J. Barris /s/ Debra E. King --------------------------------- Debra E. King /s/ Peter T. Morris --------------------------------- Peter. T. Morris /s/ Hugh Y. Rienhoff, Jr. --------------------------------- Hugh Y. Rienhoff, Jr. /s/ Alexander Slusky --------------------------------- Alexander Slusky /s/ Louis B. Van Dyck --------------------------------- Louis B. Van Dyck Page 10 of 11 pages - ------------------- ------------------- CUSIP NO. 695210104 13G PAGE 11 OF 11 PAGES - ------------------- ------------------- POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Nancy L. Dorman and Charles W. Newhall III, and each of them, with full power to act without the other, his true and lawful attorney-in-fact, with full power of substitution, to sign any and all instruments, certificates and documents that may be necessary, desirable or appropriate to be executed on behalf of himself as an individual or in his capacity as a general partner of any partnership, pursuant to section 13 or 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the By-laws of the National Association of Securities Dealers, Inc., granting unto said attorney-in-fact full power and authority to do and perform each and every act and thing necessary, desirable or appropriate, fully to all intents and purposes as he might or could do in person, thereby ratifying and confirming all that said attorney-in-fact, or his substitutes, may lawfully do or cause to be done by virtue hereof. IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 10th day of February, 1999. /s/ Mark W. Perry --------------------------------- Mark W. Perry /s/ Stewart Alsop II --------------------------------- Stewart Alsop II Page 11 of 11 pages -----END PRIVACY-ENHANCED MESSAGE-----